Compliance Associate
This vacancy is published by an accredited employer with authorized corporate payroll and standard compliance adherence.
Transatlantic Cost of Living & Purchasing Power Benchmark
Position Overview & Specifications
- Review of relevant upcoming regulatory developments.
- Maintain regulatory development tracker.
- Produce a summary of points relevant to ICG that merit consideration and potential action and share with the Team.
- Contribute to the production of the slide deck presented to the Risk Committee on a quarterly basis.
- Assisting with regulatory reporting.
- Maintaining the global regulatory filings tracker
- Chase team to complete their filings on time
- Complete global regulatory filings, where required
- Take the lead in completing the Compliance Team Assurance Plan learning the Central Compliance functions activities as you do
- Escalate any issues to the Head of Central Compliance
- Experience working in an Investment / Wholesale Bank, PE & Asset Managers with €1bn + AUM or Leveraged Finance organisation.
- 2+ years compliance experience.
- Degree in Law, Finance, Accounting, Economics, Business Admin or similar preferred but relevant experience will also be considered.
- Knowledge/ Experience of European and FCA regulation.
- Exceptional attention to detail
- Strong communication skills
- Excellent relationship builder/networker
- Ability to work in a high paced and constantly evolving environment
- Well organised with the ability to juggle competing workloads
- Ability to distil regulatory or policy information into a digestible form for stakeholders
- Resilient and motivated to succeed
- Reliable, trustworthy and respected
- Ability to work across multiple cultures
Candidate Selection & Onboarding Process
Application & Resume Screening
Submit your tailored CV/Resume directly to the talent acquisition portal.
Technical & Competency Interviews
Virtual interviews with the hiring manager and multidisciplinary team.
Formal Offer & Benefits Negotiation
Written agreement outlining compensation, equity, retirement vesting, and relocation allowances.
Onboarding & Corporate Integration
Equipment provisioning, team orientation, and commencement of duties.
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Compliance Associate • Intermediate Capital Group
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